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4. Research Results Misappropriation ('passing off' someone else's research work as author's own work)

See also: 

External linkIdentify your case

External linkCase study 1
External linkCase study 2

No flow chart available


Note the procedures below are similar to those for authorship complaints, although in essence this type of complaint is essentially a complaint of plagiarism


Complainant must be made aware that matter cannot be investigated unless the journal Editor informs the corresponding (or complained-about) author (due process) and possibly the institution or company at which the research took place

In the communication to the corresponding/complained-about author (see External linkForm Letter A), Editor should indicate that matter may be referred to institution or company where research took place or any other relevant institution or agency (for example a funding agency) unless the author provides a reasonable explanation (accepted as reasonable by Editor)


If corresponding/complained-about author accepts the position of the complainant...

... then a notice, corrigendum or retraction process may be the appropriate remedies (note that there may still be disagreement concerning how to credit the prior original work or the appropriate description of the wrong-doing)

  • it may be appropriate for such note to simply indicate that the work reported in the article actually represented work done by the other author as reported in the complained-about article
  • more critical statement may be requested by the complainant or the institution which the Editor should reasonably consider (with legal review for defamation)
  • ultimately the Editor may need to make a judgment as to the appropriate language for the statement, if there is no consensus, and should do so in consultation with Elsevier staff


If corresponding/complained-about author rejects the position of the complainant...

... then the Editor will have to consider whether the author’s explanation is reasonable—normally the Editor would also inform the complainant of the author’s explanation and seek comment (see External linkForm Letter B)


If the corresponding/complained-about author has not responded to the Editor’s correspondence...

... then the Editor should refer matter to institution or company employing the co-authors noting the allegation that the research results are not original (see External linkForm Letter C)


If institution or company responds and indicate either that they agree the research was not original to the purported authors/co-authors or that they will investigate and mediate the result...

... then the Editor should inform the corresponding author and complainant that the institution has taken on such review and that the journal will seriously consider such determination


If institution responds negatively or does not respond...

... this should be reviewed with the complainant (perhaps the complainant is better placed to make the complaint directly with the institution)


If funding agency involved ...

... (to determine this, review disclosure statements or acknowledgments in the article), the Editor may wish to consider contacting agency (using External linkForm Letter E)


If the authors, employing institutions and funding agencies fail to reach consensus or to act in a reasonable time...

... then the Editor will be expected to make a determination, in his or her reasonable judgment, as to the underlying facts and to make a recommendation to Elsevier (and possibly the society  a society journal), which Elsevier will implement normally through the retraction and removal process

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