Rights & responsibilities
At Elsevier, we request transfers of copyright, or in some cases exclusive rights, from our journal authors in order to ensure that we have the rights necessary for the proper administration of electronic rights and online dissemination of journal articles. Authors and their employers retain (or are granted/transferred back) significant scholarly rights in their work. We take seriously our responsibility as the steward of the online record to ensure the integrity of scholarly works and the sustainability of journal business models, and we actively monitor and pursue unauthorized and unsubscribed uses and re-distribution (for subscription models).
In addition to authors' scholarly rights, authors have certain responsibilities for their work, particularly in connection with publishing ethics issues. View our webinar on Ethics for Authors for a useful resource of information.
Rights
As a journal author, you have rights for a large range of uses of your article, including use by your employing institute or company. These rights can be exercised without the need to obtain specific permission.
How authors can use their own journal articles
How authors can use their own journal articles
Authors publishing in Elsevier journals have wide rights to use their works for teaching and scholarly purposes without needing to seek permission.
Table of Authors' Rights
| Preprint version (with a few exceptions- see below *) | Accepted Author Manuscript | Published Journal Articles | |
| Use for classroom teaching by author or author's institution and presentation at a meeting or conference and distributing copies to attendees | Yes | Yes with full acknowledgement of final article | Yes with full acknowledgement of final article |
| Use for internal training by author's company | Yes | Yes with full acknowledgement of final article | Yes with full acknowledgement of final article |
| Distribution to colleagues for their research use | Yes | Yes | Yes |
| Use in a subsequent compilation of the author's works | Yes | Yes with full acknowledgement of final article | Yes with full acknowledgement of final article |
| Inclusion in a thesis or dissertation | Yes | Yes with full acknowledgement of final article | Yes with full acknowledgement of final article |
| Reuse of portions or extracts from the article in other works | Yes | Yes with full acknowledgement of final article | Yes with full acknowledgement of final article |
| Preparation of derivative works (other than for commercial purposes) | Yes | Yes with full acknowledgement of final article | Yes with full acknowledgement of final article |
| Preprint servers | Yes | Yes with the specific written permission of Elsevier | No |
| Voluntary posting on open web sites operated by author or author's institution for scholarly purposes | Yes (author may later add an appropriate bibliographic citation, indicating subsequent publication by Elsevier and journal title) | Yes, with appropriate bibliographic citation and a link to the article once published | Only with the specific written permission of Elsevier |
| Mandated deposit or deposit in or posting to subject-oriented or centralized repositories | Yes under specific agreement between Elsevier and the repository | Yes under specific agreement between Elsevier and the repository** | Yes under specific agreement between Elsevier and the repository |
| Use or posting for commercial gain or to substitute for services provided directly by journal | Only with the specific written permission of Elsevier | Only with the specific written permission of Elsevier | Only with the specific written permission of Elsevier |
**Voluntary posting of Accepted Author Manuscripts in the arXiv subject repository is permitted.
Examples of use or posting for commercial gain:
- Posting by companies of employee-authored works for use by customers of those companies (e.g. pharmaceutical companies and physician prescribers)
- Commercial exploitation such as directly associating advertising with posting or charging fees for document delivery or access
*Which journals have different preprint policies?
*Which journals have different preprint policies?
If an electronic preprint of an article is placed on a public server prior to its submission to an Elsevier journal, this is not generally viewed by Elsevier as 'prior publication' and will not disqualify the article from further consideration by Elsevier, nor will Elsevier require the removal of that preprint version.
However Cell Press and The Lancet have different preprint policies and will not consider for publication articles that have already been posted publicly. This is a rule agreed upon by The International Committee of Medical Journal Editors. Information on Cell Press policy on preprints is available, as is The Lancet preprint policy. There are a number of other journals published by Elsevier (principally journals published on behalf of third party owners) that also have their own preprint policies which will be set out in the Guide for Authors for the relevant journal.
Does Elsevier request a transfer of copyright?
Does Elsevier request a transfer of copyright?
Elsevier requests a transfer of copyright for articles published under subscription-based business models but we generally use different licensing approaches for other publishing models where we offer authors a variety of Creative Commons licenses for some of our author-pays journals and are piloting a range of options. Learn more about Creative Commons licenses.
For subscription-based publishing, we ask for a transfer of copyright for a number of reasons, mainly because:
- By having the ability to exercise all rights under copyright, Elsevier is able to quickly launch new products and services, and to make agreements with other platforms and services to enrich published content and to make it more accessible and usable. Authors may be based in a number of different countries, which will have their own copyright regimes. Copyright assignments give more legal certainty, particularly in relation to future rights in new technologies.
- Elsevier uses copyright to protect the integrity of the journal articles in cases of plagiarism, copyright infringement and other third party infringements. The journal subscription business model depends on a substantial body of subscribing customers providing financial support to a particular journal, and "free-riding" infringements diminish this model.
- An assignment of rights under copyright means that we can more easily show that we own the rights and do not have to seek the participation of the author or obtain power of attorney from the author in order to bring an enforcement action.
Remember, even though we ask for a transfer of copyright, our journal authors retain (or are granted back) significant scholarly rights, as outlined above.
For a more detailed discussion, see the STM Position Paper on the benefits of copyright assignments.
Does Elsevier claim rights in an author's supporting data?
Does Elsevier claim rights in an author's supporting data?
Elsevier supports the general principle that raw research data should be made freely available to all researchers and encourages the public posting of the raw data outputs of research. (Note that this is distinct from charts, tables, etc. which may be included within an article and in which rights would be transferred or licensed to Elsevier as part of the article, in the same way as text, illustrations or photographs). Elsevier therefore does not claim rights in the raw datasets that may be submitted with an article and the author can make these datasets freely available from other (web) locations.
If supported by the author and journal editor, and when a dataset is hosted in a repository that ensures data integrity and supports long-term preservation and inward linking, Elsevier can further support the discoverability of that dataset by connecting it with the published journal article on ScienceDirect through linking from an article or entity or through article interoperability. Click here to review examples of how this could work in practice.
For more information on industry positions on this issue supported by Elsevier, view the:
Joint Statement from STM and DataCite on the Linkability and Citability of Research Data, June 2012
Brussels Declaration on STM Publishing, November 2007
STM/ALPSP Statement, June 2006
Can I post my published journal article on open websites?
Can I post my published journal article on open websites?
A published journal article is the definitive final record of published research that appears in the journal and embodies all value-adding publisher activities, including copy editing, formatting and, if relevant, pagination, along with the stewardship of the scholarly record.
You can use your branded and formatted published article for all of the personal and institutional purposes described above. However, in order to safeguard the correct scientific record, Elsevier does not permit the posting of published journal articles (either the pdf provided by Elsevier or HTML files) on any open websites.
As part of its contribution to the stewardship of the scientific literature, Elsevier works with third parties (e.g. national libraries) to preserve its journal articles for posterity and in perpetuity, and invests to drive their usage. Elsevier strictly enforces an absolute guideline on the location of its published journal articles: each branded and formatted published journal article will reside only on a completely controlled site because this is the only way that we as the publisher can guarantee that each published journal article is permanent, authentic and unaltered as part of the 'minutes of science'.
Since Elsevier adds significant value to the final published journal article, we need to take these steps to ensure that this value is maintained, both for Elsevier and for our authors. However, we view preprints and accepted author manuscripts as less formal versions of the article and we therefore take a more liberal approach towards these, as described in more detail on our Article Posting Policies information page.
FAQ
Where can I find more information on Elsevier's posting and copyright policies?
Please visit our Article Posting Policies information page.
Am I allowed to post my published journal article to websites to fulfill drug regulation authority approval of therapeutic agents?
The posting of the published article to websites to fulfil drug regulation authority approval of therapeutic agents is not permitted. However, Elsevier permits the inclusion of an article title and abstract to fulfil drug regulation authority requirements, provided this is accompanied by a link to the published journal article on Elsevier's website. There are also reprint and license arrangements available to facilitate medical requirements.
Does Elsevier assist its authors to comply with the manuscript archiving requirements of funding bodies?
Elsevier has established agreements and developed policies to allow authors who publish in Elsevier journals to comply with the manuscript archiving requirements of a variety of funding bodies, including the US-based National Institutes of Health. For more information on existing arrangements, or if you are an institution or funding body and would like to discuss putting in place a new agreement with Elsevier, please see the Funding Body Agreements information page.
When Elsevier changes its author usage policies, are those changes also retroactive?
Yes, when Elsevier changes its policies to enable greater academic use of journal materials (such as the changes several years ago in our web-posting policies) or to clarify the rights retained by journal authors, Elsevier is prepared to extend those author rights retroactively with respect to articles published in journal issues produced prior to the policy change.
How do I obtain a journal publishing agreement?
You will receive a form automatically by post or e-mail once your article is received by Elsevier's Editorial-Production Department. View a generic example of the agreement. Some journals will use another variation of this form.
Can you provide me with a PDF file of my article?
Many Elsevier journals are now offering authors e-offprints – free electronic versions of their published articles. E-offprints are watermarked PDF versions, and are usually delivered within 24 hours, much quicker than print copies. These PDFs may not be posted to public websites. For more information, please see our author Offprints page or contact authorsupport@elsevier.com
What is Elsevier's position on author rights in the case of a contractor of the US government?
Where work is produced by a contractor under contract to a US government department, Elsevier agrees that the government department will retain the same standard rights to reuse the work as Elsevier would typically grant if the work had been produced by a employee of that department.
Who should I contact if I have a query about my journal publishing agreement?
Please note that the rights listed above apply to journal authors only. For information regarding book author rights and for any questions relating to the author rights outlined here, please contact Elsevier's Global Rights department.
Elsevier Global Rights Department
Phone (+44) 1865 843830
Fax (+44) 1865 853333
Email: oxfordcopyrights@elsevier.com
Responsibilities
The publication of an article in a peer-reviewed journal is an essential building block in the development of a coherent and respected network of knowledge. It is a direct reflection of the quality of work of the author and the institutions that support them. Peer-reviewed articles support and embody the scientific method. It is therefore important to agree upon standards of expected ethical behavior.
Reporting standards
Authors of reports of original research should present an accurate account of the work performed as well as an objective discussion of its significance. Underlying data should be represented accurately in the paper. A paper should contain sufficient detail and references to permit others to replicate the work. Fraudulent or knowingly inaccurate statements constitute unethical behavior and are unacceptable.
Review and professional publication articles should also be accurate and objective, and editorial 'opinion' works should be identified as such.
Data access and retention
Authors may be asked to provide the raw data in connection with a paper for editorial review, and should be prepared to provide public access to such data (consistent with the ALPSP-STM Statement on Data and Databases), if practicable, and should in any event be prepared to retain such data for a reasonable time after publication.
Originality and plagiarism
The authors should ensure that they have written entirely original works, and if the authors have used the work and/or words of others, that this has been appropriately cited or quoted.
Plagiarism takes many forms, from 'passing off' another's paper as the author's own paper, to copying or paraphrasing substantial parts of another's paper (without attribution), to claiming results from research conducted by others. Plagiarism in all its forms constitutes unethical publishing behavior and is unacceptable.
Multiple, redundant or concurrent publication
An author should not in general publish manuscripts describing essentially the same research in more than one journal or primary publication. Submitting the same manuscript to more than one journal concurrently constitutes unethical publishing behavior and is unacceptable.
In general, an author should not submit for consideration in another journal a previously published paper. Publication of some kinds of articles (e.g. clinical guidelines, translations) in more than one journal is sometimes justifiable, provided certain conditions are met. The authors and editors of the journals concerned must agree to the secondary publication, which must reflect the same data and interpretation of the primary document. The primary reference must be cited in the secondary publication. Further detail on acceptable forms of secondary publication can be found at www.icmje.org.
Acknowledgement of sources
Proper acknowledgment of the work of others must always be given. Authors should cite publications that have been influential in determining the nature of the reported work. Information obtained privately, as in conversation, correspondence, or discussion with third parties, must not be used or reported without explicit, written permission from the source. Information obtained in the course of confidential services, such as refereeing manuscripts or grant applications, must not be used without the explicit written permission of the author of the work involved in those services.
Hazards and human or animal subjects
If the work involves chemicals, procedures or equipment that have any unusual hazards inherent in their use, the author must clearly identify these in the manuscript. If the work involves the use of animal or human subjects, the author should ensure that the manuscript contains a statement that all procedures were performed in compliance with relevant laws and institutional guidelines and that the appropriate institutional committee(s) has approved them. Authors should include a statement in the manuscript that informed consent was obtained for experimentation with human subjects. The privacy rights of human subjects must always be observed.
Use of patient images or case details
Studies on patients or volunteers require ethics committee approval and informed consent, which should be documented in the paper.
Appropriate consents, permissions and releases must be obtained where an author wishes to include case details or other personal information or images of patients and any other individuals in an Elsevier publication. Written consents must be retained by the author and copies of the consents or evidence that such consents have been obtained must be provided to Elsevier on request.
Particular care should be taken with obtaining consent where children are concerned (in particular where a child has special needs or learning disabilities), where an individual's head or face appears, or where reference is made to an individual's name or other personal details.
For more information, please review the Elsevier Policy on the Use of Images or Personal Information of Patients or other Individuals.
Disclosure and conflicts of interest
A conflict of interest may exist when an author or the author's institution has a financial or other relationship with other people or organizations that may inappropriately influence the author's work. A conflict can be actual or potential, and full disclosure to the journal is the safest course. All submissions must include disclosure of all relationships that could be viewed as presenting a potential conflict of interest. The journal may use such information as a basis for editorial decisions and may publish such disclosures if they are believed to be important to readers in judging the manuscript. A decision may be made by the journal not to publish on the basis of the declared conflict. At the end of the text, under a subheading 'Disclosure Statement', all authors must disclose any actual or potential conflict of interest including any financial, personal or other relationships with other people or organizations within three (3) years of beginning the work submitted that could inappropriately influence (bias) their work.
Examples of potential conflicts of interest which should be disclosed include employment, consultancies, stock ownership, honoraria, paid expert testimony, patent applications/registrations, and grants or other funding. Potential conflicts of interest should be disclosed at the earliest stage possible.
All sources of financial support for the project should be disclosed. This declaration (with the heading 'Role of the funding source') should be made in a separate section of the text and placed before the References. Authors must described the role of the study sponsor(s), if any, in study design; in the collection, analysis, and interpretation of data; in the writing of the report; and in the decision to submit the paper for publication. (In addition some funding organizations have particular policies to enable their grant recipients to publish open access in Elsevier journals - for more detail on this, please visit our Funding Body Agreements page.
Fundamental errors in published works
When an author discovers a significant error or inaccuracy in his/her own published work, it is the author's obligation to promptly notify the journal editor or publisher and cooperate with the editor to retract or correct the paper. If the editor or the publisher learns from a third party that a published work contains a significant error, it is the obligation of the author to promptly retract or correct the paper or provide evidence to the editor of the correctness of the original paper.
Authorship of the paper
Authorship should be limited to those who have made a significant contribution to the conception, design, execution, or interpretation of the reported study. All those who have made significant contributions should be listed as co-authors. Where there are others who have participated in certain substantive aspects of the research project, they should be acknowledged or listed as contributors.
The corresponding author should ensure that all appropriate co-authors and no inappropriate co-authors are included on the paper, and that all co-authors have seen and approved the final version of the paper and have agreed to its submission for publication.
Changes to authorship
This policy concerns the addition, deletion, or rearrangement of author names in the authorship of accepted manuscripts. Note that The Lancet, Cell, and journals published by Elsevier on behalf of learned societies may have different policies.
Before the accepted manuscript is published in an online issue:
Requests to add or remove an author, or to rearrange the author names, must be sent to the Journal Manager by the corresponding author of the accepted manuscript, and must include:
- The reason the name should be added or removed, or the author names rearranged
- Written confirmation (e-mail, fax, letter) from all authors that they agree with the addition, removal or rearrangement. In the case of addition or removal of authors, this includes confirmation from the author being added or removed
Requests that are not sent by the corresponding author will be forwarded by the Journal Manager to the corresponding author, who must follow the procedure described above.
Note that:
- Journal Managers will inform the Journal Editors of any such requests
- Publication of the accepted manuscript in an online issue is suspended until authorship has been agreed
After the accepted manuscript has been published in an online issue:
Any requests to add, delete or rearrange author names in an article published in an online issue will follow the same policies as noted above and may result in a corrigendum.
For more information on publishing ethics issues, please consult our Publishing Ethics Resource Kit.
Permissions
Elsevier's Global Rights Department meets the rights and permissions needs of our customers and authors
As an author, you may wish to use references you have found in other publications. Conversely, you may be seeking information on using an Elsevier-published work as a reference.
If you are an author who wishes to obtain permission to include material from other sources in your work being published by Elsevier, please visit: Permission seeking guidelines for Elsevier authors
If you wish to obtain permission to re-use material from Elsevier books, journals, databases, or other products, please visit:Obtaining permission to re-use Elsevier material
If you are an Elsevier author and are contacted by a requester who wishes to re-use all or part of your article or chapter, please also refer them to our Obtaining Permission to Re-Use Elsevier Material page.
Contact us
Questions about obtaining permission? Contact the Permissions Helpdesk at permissionshelpdesk@elsevier.com or (+1) 800-523-4069 ext 3808.
