Recommend 4

Recommended action

Note that the procedures below are similar to those for authorship complaints, although in essence this type of complaint is a complaint of plagiarism.

The complainant must be made aware that the matter cannot be investigated unless the journal editor informs the corresponding (or complained-about) author (due process) and possibly the institution or company at which the research took place.

In the communication to the corresponding/complained-about author (see Form Letter A), the editor should indicate that the matter may be referred to the institution or company where the research took place or any other relevant institution or agency (for example a funding agency) unless the author provides a reasonable explanation (accepted as reasonable by the editor).

What if the corresponding/complained-about author accepts the position of the complainant?


Then a notice, corrigendum or retraction process may be the appropriate remedies. Note that there may still be disagreement concerning how to credit the prior original work or the appropriate description of the wrong-doing.

What if the corresponding/complained-about author rejects the position of the complainant?

Then the editor will have to consider whether the author’s explanation is reasonable. Normally the editor would also inform the complainant of the author’s explanation and seek comment (see Form letter B).

What if the corresponding/complained-about author has not responded to the editor’s correspondence?

Then the editor should refer the matter to the institution or company employing the co-authors noting the allegation that the research results are not original (see Form letter C).

What if the institution or company responds and indicates either that they agree the research was not original to the purported authors/co-authors or that they will investigate and mediate the result?

Then the editor should inform the corresponding author and complainant that the institution has taken on such review and that the journal will seriously consider such determination.

What if the institution responds negatively or does not respond?

Then this should be reviewed with the complainant (perhaps the complainant is better placed to make the complaint directly with the institution).

What if a funding agency is involved?

To determine this, review disclosure statements or acknowledgments in the article. The editor may wish to consider contacting the agency (using Form letter E).

What if the authors, employing institutions and funding agencies fail to reach consensus or to act in a reasonable time?

Then the editor will be expected to make a determination, in his or her reasonable judgment, as to the underlying facts and to make a recommendation to Elsevier (and possibly the society for a society journal), which Elsevier will implement normally through the retraction and removal process.

It may be advisable for the editor in this fact-finding process to request the views and comments of third parties who may be expected to have knowledge of the facts alleged by the complainant.

< Back to decision tree